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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

HERBEIN FINANCIAL GROUP, LLC

CRD 322194

ALLENTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30dc9e02-13b6-258a-6e09-1111125e2b25

Data as of Dec 23, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 6
On other graphs: 0
Observed: Jul 21, 2022 to Dec 23, 2025
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2025-12-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-126422
CRD: 322194
Filings on the tape: 8
First filed: Jul 21, 2022
Latest filed: Dec 23, 2025
Organised: Limited Liability Company, PA
Website: herbein.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HERBEIN + COMPANY, INC.	Member	D	yes	05/2022	Jul 21, 2022	Dec 9, 2024
LAYCHOCK, JOSH, ROBERT	President	D	yes	12/2010	Jul 21, 2022	Dec 9, 2024
LAYCHOCK, JOSH, ROBERT	CHIEF COMPLIANCE OFFICER	Na	yes	05/2022	Jul 21, 2022	Dec 9, 2024
NORTHEAST FINANCIAL GROUP, INC.	Member	C	yes	05/2022	Jul 21, 2022	Dec 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NORTHEAST FINANCIAL GROUP, INC.	n/a	Mixed wealth	$1.4B	Y	yes	n/a
HERBEIN + COMPANY, INC.	n/a	n/a	n/a	Y	yes	n/a
NEFG CAPITAL PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Wyomissing	Pa	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jan 23, 2025	$0	$0	2	2	1	n/a	n/a
2023	Mar 26, 2024	n/a	n/a	2	2	1	n/a	n/a
2022	Mar 31, 2023	n/a	n/a	1	1	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	n/a	n/a	n/a	n/a	2	2	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CHOREO, LLC	2	Mar 11, 2026	Mar 17, 2026	ALLENTOWN, PA	Team lift out	Other	100.0%

Relationships

Affiliated with (2)

← NORTHEAST FINANCIAL GROUP, INC.Registered adviserother investment adviser, control, common control
factForm ADV
→ NORTHEAST FINANCIAL GROUP, INC.Registered adviserother investment adviser, control, common control
factForm ADV

Moved with (1)

→ CHOREO, LLCRegistered adviser2 advisors, team lift out
Mar 11, 2026 to Mar 17, 2026factForm ADV

Registered with (2)

← MATTHEW C. KLINEAdvisorregistration: previous registration
Jun 15, 2023 to Mar 12, 2026factForm ADV
← JOSH ROBERT LAYCHOCKAdvisorregistration: previous registration
Sep 2, 2022 to Mar 11, 2026factForm ADV

Controls (3)

← NORTHEAST FINANCIAL GROUP, INC.OwnerMEMBER, ownership code C, domestic entity
Jul 21, 2022 to Dec 9, 2024factForm ADV
← LAYCHOCK, JOSH, ROBERTOwnerPRESIDENT, ownership code D, individual
Jul 21, 2022 to Dec 9, 2024factForm ADV
← HERBEIN + COMPANY, INC.OwnerMEMBER, ownership code D, domestic entity
Jul 21, 2022 to Dec 9, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 12, 2026
Advisor changed firm
Matthew C. Kline left Herbein Financial Group, Llc for Choreo, Llc (registered 2026-03-13)
Form ADVobserved 5 days ago
Occurred
Mar 11, 2026
Team lift-out
2 advisors left Herbein Financial Group, LLC (Allentown, PA) for Choreo, LLC a day apart
Form ADVobserved 5 days ago
2 advisors
Occurred
Mar 11, 2026
Advisor changed firm
Josh Robert Laychock left Herbein Financial Group, Llc for Choreo, Llc (registered 2026-03-17)
Form ADVobserved 5 days ago
Occurred
Mar 26, 2024
Control person left
Lee Robert Hackenberg (President) no longer on Schedule A of Herbein Financial Group, Llc (listed 2023-03-31, absent 2024-03-26)
Form ADVobserved 5 days ago
Occurred
Jul 21, 2022
First Form ADV filing
Herbein Financial Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Sep 1, 2026
Herbein Financial Group, Llc no longer on the SEC adviser roster (last listed 2026-08-03)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30dc9e02-13b6-258a-6e09-1111125e2b25
First observed: Jul 21, 2022
Last observed: Dec 23, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HERBEIN FINANCIAL GROUP, LLC

CRD 322194

ALLENTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30dc9e02-13b6-258a-6e09-1111125e2b25

Data as of Dec 23, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HERBEIN + COMPANY, INC.

Member

yes

05/2022

Jul 21, 2022

Dec 9, 2024

LAYCHOCK, JOSH, ROBERT

President

yes

12/2010

Jul 21, 2022

Dec 9, 2024

LAYCHOCK, JOSH, ROBERT

CHIEF COMPLIANCE OFFICER

yes

05/2022

Jul 21, 2022

Dec 9, 2024

NORTHEAST FINANCIAL GROUP, INC.

Member

yes

05/2022

Jul 21, 2022

Dec 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NORTHEAST FINANCIAL GROUP, INC.

n/a

Mixed wealth

$1.4B

yes

n/a

HERBEIN + COMPANY, INC.

n/a

yes

n/a

NEFG CAPITAL PARTNERS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Wyomissing

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Jan 23, 2025

n/a

2023

Mar 26, 2024

n/a

2022

Mar 31, 2023

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CHOREO, LLC

Mar 11, 2026

Mar 17, 2026

ALLENTOWN, PA

Team lift out

Other

100.0%