DFX Intelligence

Data Factory

RIA / WealthAdvisor26 years in industry

JOHN RAYMOND NELSON

Advisor at WEALTHSPIRE RETIREMENT ADVISORY

Santa Barbara, CA | ALISO VIEJO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30eda3fb-606b-0594-94b6-4b7dcf6672f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSPIRE RETIREMENT ADVISORY
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 1, 2000
First registration: Aug 8, 2005
Dual registered: no
Other names: JOHN RAYMOND NELSON
IAPD individual key: 2584314

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSPIRE RETIREMENT ADVISORY	Institutional manager	Aug 17, 2026	n/a	yes	ALISO VIEJO, CA\|Santa Barbara, CA	Current employment
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Aug 29, 2013	Apr 15, 2015	no	SANTA BARBARA, CA	Previous registration
HUB INTERNATIONAL INVESTMENT SERVICES INC.	n/a	Apr 19, 2012	Mar 4, 2013	no	AUSTIN, TX\|SANTA BARBARA, CA	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Aug 8, 2005	Aug 28, 2013	no	SANTA BARBARA, CA\|SANTA BARBARA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL PARTNERS	WEALTHSPIRE RETIREMENT ADVISORY	Apr 15, 2015	Aug 17, 2026	4,142	Firm change after gap	Other
FINANCIAL TELESIS, INC.	HUB INTERNATIONAL INVESTMENT SERVICES INC.	Aug 28, 2013	Apr 19, 2012	-496	Firm change after gap	Other
HUB INTERNATIONAL INVESTMENT SERVICES INC.	INDEPENDENT FINANCIAL PARTNERS	Mar 4, 2013	Aug 29, 2013	178	Firm change	Other

Relationships

Registered with (4)

→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Aug 29, 2013 to Apr 15, 2015factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Aug 8, 2005 to Aug 28, 2013factForm ADV
→ HUB INTERNATIONAL INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Apr 19, 2012 to Mar 4, 2013factForm ADV

Dated events

No dated event names this entity yet.