DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2009 | n/a | yes | BATON ROUGE, LA|BATON ROUGE, LA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 18, 2008 | Apr 23, 2009 | no | BATON ROUGE, LA|BATON ROUGE, LA|METAIRIE, LA|BATON ROUGE, LA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Jan 9, 2008 | no | BATON ROUGE, LA|BATON ROUGE, LA | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Mar 17, 2004 | Jul 6, 2005 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | LPL FINANCIAL LLC | Jan 9, 2008 | Jan 18, 2008 | 9 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |