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C••••••••• M••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

C••••••••• M••••• R•••

Advisor at T•••••• F••••••••• L••

MESA, AZ | PHEONIX, AZ

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Search this name across graphsid dfx:ria:30f40d54-6314-1229-9585-dda3f760d187

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• F••••••••• L••	Independent wealth	Jan 25, 2012	n/a	yes	PHEONIX, AZ\|MESA, AZ	Current employment
T•••••• A•••••••• L••	n/a	Apr 9, 2009	Dec 31, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• A•••••••• L••	T•••••• F••••••••• L••	Dec 31, 2011	Jan 25, 2012	25	Firm change	Other
T•••••• F••••••••• L••	T•••••• A•••••••• L••	Nov 4, 2009

Relationships

Registered with (3)

→ T•••••• F••••••••• L••Registered adviserregistration: previous registration
Feb 2, 2009 to Nov 4, 2009factForm ADV
→ T•••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 9, 2009 to Dec 31, 2011factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Jan 1, 2001 to Oct 29, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30f40d54-6314-1229-9585-dda3f760d187
First observed: Jan 1, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.