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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)24 years in industry

Gerard John Vanderzanden

Advisor at HALO INVESTMENT SERVICES, LLC

MANHASSET, NY | DUBLIN, CA

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Search this name across graphsid dfx:ria:30f428e3-2f5b-e866-3ad4-2d340a937458

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 2, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HALO INVESTMENT SERVICES, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Sep 21, 2001
First registration: Nov 2, 2001
Dual registered: yes, broker-dealer
Other names: GERARD JOHN VANDERZANDEN|JERRY VANDERZANDEN
IAPD individual key: 2658314

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HALO INVESTMENT SERVICES, LLC	Other adviser	Sep 26, 2024	n/a	yes	DUBLIN, CA\|MANHASSET, NY	Current employment
TLG ADVISORS, INC.	Bd affiliated wealth	Feb 6, 2020	Sep 27, 2024	no	Hailey, ID\|Sacramento, CA\|SUMMIT, NJ	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Feb 1, 2017	May 2, 2019	no	SACRAMENTO, CA\|MINNEAPOLIS, MN	Previous registration
OSAIC FS, INC.	Former SEC adviser	Sep 30, 2009	Nov 21, 2016	no	DUBLIN, CA\|DUBLIN, CA\|CONCORD, NH	Previous registration
GREENBOOK INVESTMENT MANAGEMENT, INC.	n/a	Aug 6, 2007	Sep 30, 2009	no	SAN DIEGO, CA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 2, 2001	Jul 6, 2007	no	DANVILLE, CA\|SPRINGFIELD, MA\|SAN RAMON, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TLG ADVISORS, INC.	HALO INVESTMENT SERVICES, LLC	Sep 27, 2024	Sep 26, 2024	-1	Firm change	Other
QUESTAR ASSET MANAGEMENT, INC.	TLG ADVISORS, INC.	May 2, 2019	Feb 6, 2020	280	Firm change	Ibd to ibd
OSAIC FS, INC.	QUESTAR ASSET MANAGEMENT, INC.	Nov 21, 2016	Feb 1, 2017	72	Firm change	Other
GREENBOOK INVESTMENT MANAGEMENT, INC.	OSAIC FS, INC.	Sep 30, 2009	Sep 30, 2009	0	Firm change	Other
MSI FINANCIAL SERVICES, INC.	GREENBOOK INVESTMENT MANAGEMENT, INC.	Jul 6, 2007	Aug 6, 2007	31	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133358:111052:MN:2019-05-02	May 2, 2019	Feb 6, 2020	MINNEAPOLIS, MN	Firm change

Relationships

Registered with (6)

→ HALO INVESTMENT SERVICES, LLCRegistered adviserregistration: current employment
Sep 26, 2024 to presentfactForm ADV
→ TLG ADVISORS, INC.Registered adviserregistration: previous registration
Feb 6, 2020 to Sep 27, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 1, 2017 to May 2, 2019factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Sep 30, 2009 to Nov 21, 2016factForm ADV
→ GREENBOOK INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 6, 2007 to Sep 30, 2009factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 2, 2001 to Jul 6, 2007factForm ADV

Dated events

Occurred
Sep 27, 2024
Advisor changed firm
Gerard John Vanderzanden left Tlg Advisors, Inc. for Halo Investment Services, Llc (registered 2024-09-26)
Form ADVobserved 4 days ago