DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Lakeville, MN | Northfield, MN | New Prague, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jul 2, 2019 | n/a | yes | Lakeville, MN|New Prague, MN|Northfield, MN | Current employment |
| SCF INVESTMENT ADVISORS, INC. | Former SEC adviser | Oct 10, 2017 | Jun 28, 2019 | no | NORTHFIELD, MN|SAN DIEGO, CA | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Mar 1, 2004 | Oct 11, 2017 | no | NORTHFIELD, MN|NEW PRAGUE, MN|NORTHFIELD, MN|NEW PRAGUE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCF INVESTMENT ADVISORS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jun 28, 2019 | Jul 2, 2019 | 4 | Firm change | Ibd to ibd |
| INVESTMENT CENTERS OF AMERICA, INC. | SCF INVESTMENT ADVISORS, INC. | Oct 11, 2017 | Oct 10, 2017 | -1 | Firm change | Other |