DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NAVY CAPITAL GREEN MANAGEMENT, LLC

CRD 299809

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30f81cf4-584d-8345-8ba1-67d9f6608fbc

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 1
Observed: Mar 28, 2019 to Mar 31, 2023
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Navy Capital Green Management, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $154MItem 5.F on the latest filing (2023-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $154M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $154Mgross asset value as reported per fund; never fund size
SEC number: 801-115124
CRD: 299809
Filings on the tape: 9
First filed: Mar 28, 2019
Latest filed: Mar 31, 2023
Organised: Limited Liability Company, New York

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NAVY CAPITAL GREEN FUND, LP	Hedge Fund	$65.2M	Mar 28, 2024	169	Dec 10, 2018	reported	021-327246
NAVY CAPITAL GREEN CO-INVEST FUND, LLC	Other Private Fund	$60.3M	Mar 28, 2024	169	Dec 10, 2018	reported	021-327300
NAVY CAPITAL GREEN HOLDINGS II, LLC	Other Private Fund	$13.4M	Mar 28, 2024	1	Mar 28, 2024	reported	n/a
NAVY CAPITAL GREEN PRIVATE HOLDINGS SPC	Other Private Fund	$5.9M	Oct 11, 2019	1	Mar 28, 2019	dropped	n/a
NAVY CAPITAL GREEN HOLDINGS, LLC	Other Private Fund	$324,049	Mar 28, 2024	4	May 15, 2020	reported	n/a
AI CANNABIS, LLC	Private Equity Fund	$260,729	Mar 31, 2022	1	Dec 10, 2018	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GULATI, CHETAN, NMN	HEAD OF RESEARCH	C	yes	02/2019	Mar 28, 2019	Mar 31, 2023
Kaden, John, T	EXECUTIVE CHAIRMAN	B	yes	11/2019	Mar 28, 2019	Mar 31, 2023
MCLAUGHLIN, KEVIN, CHARLES	CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER	Na	yes	02/2019	Mar 28, 2019	Mar 31, 2023
STIEFEL, SEAN, MICHAEL	CHIEF EXECUTIVE OFFICER	D	yes	04/2017	Mar 28, 2019	Mar 31, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NAVY CAPITAL GREEN CO-INVEST PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
NAVY CAPITAL GREEN MANAGEMENT PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$154M	$154M	7	5	0	3	$154M
2021	Mar 31, 2022	$322M	$322M	7	5	0	4	$322M
2020	Mar 31, 2021	$288M	$287M	6	4	0	4	$288M
2019	May 15, 2020	$131M	$130M	6	4	1	4	$131M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$154M	$322M	-52.2%	$131M	5.6%	7	7	0	0

Relationships

Advises (6)

→ NAVY CAPITAL GREEN HOLDINGS, LLCPrivate fundOther Private Fund, ERA
May 15, 2020 to presentfactForm ADV
→ NAVY CAPITAL GREEN FUND, LPPrivate fundHedge Fund, ERA
Dec 10, 2018 to presentfactForm ADV
→ NAVY CAPITAL GREEN HOLDINGS II, LLCPrivate fundOther Private Fund, ERA
Mar 28, 2024 to presentfactForm ADV
→ NAVY CAPITAL GREEN CO-INVEST FUND, LLCPrivate fundOther Private Fund, ERA
Dec 10, 2018 to presentfactForm ADV
→ AI CANNABIS, LLCPrivate fundPrivate Equity Fund, IA
Dec 10, 2018 to presentfactForm ADV
→ NAVY CAPITAL GREEN PRIVATE HOLDINGS SPCPrivate fundOther Private Fund, IA, no longer reported
Mar 28, 2019 to Oct 11, 2019factForm ADV

Controls (4)

← MCLAUGHLIN, KEVIN, CHARLESOwnerCHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2019 to presentfactForm ADV
← STIEFEL, SEAN, MICHAELOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Mar 28, 2019 to presentfactForm ADV
← GULATI, CHETAN, NMNOwnerHEAD OF RESEARCH, ownership code C, individual
Mar 28, 2019 to presentfactForm ADV
← Kaden, John, TOwnerEXECUTIVE CHAIRMAN, ownership code B, individual
Mar 28, 2019 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
Navy Capital Green Management, Llc reported RAUM $153.9M, down 52% from $322.2M (2022-03-31 to 2023-03-31)
Form ADVobserved 6 days ago
$-168M
Occurred
Mar 31, 2021
Regulatory AUM changed
Navy Capital Green Management, Llc reported RAUM $287.8M, up 120% from $130.7M (2021-02-05 to 2021-03-31)
Form ADVobserved 6 days ago
$157M
Occurred
May 15, 2020
Control person left
Scott Jeffrey Schultz (General Counsel, Chief Compliance Officer) no longer on Schedule A of Navy Capital Green Management, Llc (listed 2019-10-11, absent 2020-05-15)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2019
First Form ADV filing
Navy Capital Green Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30f81cf4-584d-8345-8ba1-67d9f6608fbc
First observed: Mar 28, 2019
Last observed: Mar 31, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NAVY CAPITAL GREEN MANAGEMENT, LLC

CRD 299809

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30f81cf4-584d-8345-8ba1-67d9f6608fbc

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NAVY CAPITAL GREEN FUND, LP

Hedge Fund

$65.2M

Mar 28, 2024

169

Dec 10, 2018

reported

021-327246

NAVY CAPITAL GREEN CO-INVEST FUND, LLC

Other Private Fund

$60.3M

Mar 28, 2024

169

Dec 10, 2018

reported

021-327300

NAVY CAPITAL GREEN HOLDINGS II, LLC

Other Private Fund

$13.4M

Mar 28, 2024

reported

n/a

NAVY CAPITAL GREEN PRIVATE HOLDINGS SPC

Other Private Fund

$5.9M

Oct 11, 2019

Mar 28, 2019

dropped

n/a

NAVY CAPITAL GREEN HOLDINGS, LLC

Other Private Fund

$324,049

Mar 28, 2024

May 15, 2020

reported

n/a

AI CANNABIS, LLC

Private Equity Fund

$260,729

Mar 31, 2022

Dec 10, 2018

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GULATI, CHETAN, NMN

HEAD OF RESEARCH

yes

02/2019

Mar 28, 2019

Mar 31, 2023

Kaden, John, T

EXECUTIVE CHAIRMAN

yes

11/2019

Mar 28, 2019

Mar 31, 2023

MCLAUGHLIN, KEVIN, CHARLES

CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER

yes

02/2019

Mar 28, 2019

Mar 31, 2023

STIEFEL, SEAN, MICHAEL

CHIEF EXECUTIVE OFFICER

yes

04/2017

Mar 28, 2019

Mar 31, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NAVY CAPITAL GREEN CO-INVEST PARTNERS, LLC

n/a

yes

n/a

NAVY CAPITAL GREEN MANAGEMENT PARTNERS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$154M

2021

Mar 31, 2022

$322M

2020

Mar 31, 2021

$288M

$287M

$288M

2019

May 15, 2020

$131M

$130M

$131M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$154M

$322M

-52.2%

$131M

5.6%