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H••••• N••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

H••••• N••• K•••

Advisor at I•• A•••••••• L••

Atlanta, GA | ATLANTA, GA

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Search this name across graphsid dfx:ria:30fc3350-674b-c89a-a46b-7da26daa1756

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•• A•••••••• L••	Independent wealth	Nov 12, 2014	n/a	yes	ATLANTA, GA\|Atlanta, GA	Current employment
O•••• F•• I•••	Former SEC adviser	Jun 19, 2001	Nov 19, 2014	no	ATLANTA, GA\|VIRGINIA BEACH, VA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	I•• A•••••••• L••	Nov 19, 2014	Nov 12, 2014	-7	Firm change	Other

Relationships

Registered with (2)

→ I•• A•••••••• L••Registered adviserregistration: current employment
Nov 12, 2014 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jun 19, 2001 to Nov 19, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30fc3350-674b-c89a-a46b-7da26daa1756
First observed: Jun 19, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.