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RIA / WealthAdvisorCertified Financial Planner26 years in industry

DAVID MICHAEL SWIDERSKI

Advisor at SEQUENT PLANNING, LLC

OMAHA, NE | MARLTON, NJ

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Search this name across graphsid dfx:ria:31008662-65a5-3c82-9fea-0236937f8aef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEQUENT PLANNING, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jun 1, 2000
First registration: Jun 3, 2008
Dual registered: no
IAPD individual key: 4167812

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEQUENT PLANNING, LLC	Independent wealth	Apr 4, 2023	n/a	yes	MARLTON, NJ\|OMAHA, NE	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	May 10, 2021	Feb 23, 2023	no	MARLTON, NJ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 10, 2017	Oct 28, 2020	no	CONSHOHOCKEN, PA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Jul 12, 2017	no	CHERRY HILL, NJ\|NEWTOWN SQUARE, PA\|Marlton, NJ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 3, 2008	Mar 25, 2017	no	PHILADELPHIA, PA\|MARLTON, NJ\|SPRINGFIELD, MA\|SPRINGFIELD, MA\|CHERRY HILL, NJ\|BALTIMORE, MD\|CHERRY HILL, NJ\|NEWTOWN SQUARE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	SEQUENT PLANNING, LLC	Feb 23, 2023	Apr 4, 2023	40	Firm change	Ibd to RIA
EQUITABLE ADVISORS, LLC	SECURITIES AMERICA ADVISORS, INC.	Oct 28, 2020	May 10, 2021	194	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	EQUITABLE ADVISORS, LLC	Jul 12, 2017	Jul 10, 2017	-2	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other

Relationships

Registered with (5)

→ SEQUENT PLANNING, LLCRegistered adviserregistration: current employment
Apr 4, 2023 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
May 10, 2021 to Feb 23, 2023factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 10, 2017 to Oct 28, 2020factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Jul 12, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 3, 2008 to Mar 25, 2017factForm ADV

Dated events

Occurred
Feb 23, 2023
Advisor changed firm
David Michael Swiderski left Securities America Advisors, Inc. for Sequent Planning, Llc (registered 2023-04-04)
Form ADVobserved 5 days ago