DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
HILLSBORO, OR | Portland, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Mar 18, 2013 | n/a | yes | Portland, OR|HILLSBORO, OR | Current employment |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Feb 3, 2012 | Feb 8, 2013 | no | EUGENE, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 1•• G••••• A••••••• I•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Feb 8, 2013 | Mar 18, 2013 | 38 | Firm change | Other |
| M••••• S•••••• | 1•• G••••• A••••••• I•• | Oct 10, 2011 | Feb 3, 2012 |
| M••••• S•••••• | Wirehouse | May 9, 2011 | Oct 10, 2011 | no | PORTLAND, OR | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Apr 14, 2009 | Feb 3, 2011 | no | Walnut Creek, CA | Previous registration |
| 116 |
| Firm change |
| Other |
| R•••••• J•••• • A••••••••• I••• | M••••• S•••••• | Feb 3, 2011 | May 9, 2011 | 95 | Firm change | Ibd to wirehouse |