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Advisor at VANGUARD ADVISERS, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Sep 22, 2025 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 16, 2025 | Aug 3, 2025 | no | Tempe, AZ | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 14, 2022 | Jun 10, 2024 | no | SCOTTSDALE, AZ|CASA GRANDE, AZ|SCOTTSDALE, AZ|SUN LAKES, AZ|SCOTTSDALE, AZ|SCOTTSDALE, AZ|SUN LAKES, AZ|SCOTTSDALE, AZ|CHANDLER, AZ|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | VANGUARD ADVISERS, INC. | Aug 3, 2025 | Sep 22, 2025 | 50 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | Jun 10, 2024 | Jul 16, 2025 | 401 | Firm change after gap | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:79:MO:2024-06-10 | Jun 10, 2024 | Jul 16, 2025 | ST LOUIS, MO | Firm change after gap |