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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Katherine Jeanette Cathcart

Advisor at CETERA INVESTMENT ADVISERS LLC

El Segundo, CA | Fort Lauderdale, FL

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Search this name across graphsid dfx:ria:310891cb-9e51-0ec9-ea6c-9c62a1506ed6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 6, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 6, 1996
First registration: Nov 15, 2002
Dual registered: yes, broker-dealer
Other names: Katherine Jeanette Cathcart|KATHY CATHCART|KATHERINE JEANETTE BINKO|Katherine Cathcart
IAPD individual key: 2343349

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Apr 25, 2023	n/a	yes	Fort Lauderdale, FL\|El Segundo, CA	Current employment
HILTON CAPITAL MANAGEMENT, LLC	Mixed wealth	Jul 3, 2019	Jul 15, 2022	no	boca raton, FL\|Boca Raton, FL	Previous registration
HILTON CAPITAL MANAGEMENT, LLC	Mixed wealth	Sep 5, 2018	Dec 31, 2018	no	Boca Raton, FL\|GARDEN CITY, NY	Previous registration
LOGAN CAPITAL MANAGEMENT, INC.	Mixed wealth	Dec 13, 2017	Jul 11, 2018	no	Boca Raton, FL\|NEWTOWN SQUARE, PA	Previous registration
INDEPENDENT PORTFOLIO CONSULTANTS, INC.	Former SEC adviser	Nov 15, 2002	Aug 4, 2017	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HILTON CAPITAL MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Jul 15, 2022	Apr 25, 2023	284	Firm change	RIA to ibd
LOGAN CAPITAL MANAGEMENT, INC.	HILTON CAPITAL MANAGEMENT, LLC	Jul 11, 2018	Sep 5, 2018	56	Firm change	RIA to RIA
INDEPENDENT PORTFOLIO CONSULTANTS, INC.	LOGAN CAPITAL MANAGEMENT, INC.	Aug 4, 2017	Dec 13, 2017	131	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Apr 25, 2023 to presentfactForm ADV
→ HILTON CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 3, 2019 to Jul 15, 2022factForm ADV
→ LOGAN CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 13, 2017 to Jul 11, 2018factForm ADV
→ INDEPENDENT PORTFOLIO CONSULTANTS, INC.Registered adviserregistration: previous registration
Nov 15, 2002 to Aug 4, 2017factForm ADV

Dated events

Occurred
Jul 15, 2022
Advisor changed firm
Katherine Jeanette Cathcart left Hilton Capital Management, Llc for Cetera Investment Advisers Llc (registered 2023-04-25)
Form ADVobserved 6 days ago