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RIA / WealthAdvisor19 years in industry

KEVIN J NESTER

Advisor at NBT CAPITAL MANAGEMENT, INC.

Peoria Heights, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NBT CAPITAL MANAGEMENT, INC.
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 17, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 17, 2007
First registration: Apr 24, 2007
Dual registered: no
IAPD individual key: 5294565

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NBT CAPITAL MANAGEMENT, INC.	Mixed wealth	Feb 28, 2024	n/a	yes	Peoria Heights, IL	Current employment
NBT CAPITAL MANAGEMENT, INC.	Mixed wealth	Apr 9, 2020	Mar 24, 2022	no	Peoria, IL	Previous registration
ABG RETIREMENT PLAN INVESTMENT SERVICES	Former SEC adviser	Jul 2, 2015	Apr 2, 2020	no	PEORIA, IL	Previous registration
ABG RETIREMENT PLAN INVESTMENT SERVICES	Former SEC adviser	Jul 2, 2015	Dec 31, 2017	no	PEORIA, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 15, 2013	Oct 15, 2014	no	PEORIA, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 19, 2013	Nov 21, 2013	no	PEORIA, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Mar 28, 2013	no	PEORIA, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 6, 2009	Oct 1, 2012	no	PEORIA, IL\|PEORIA, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 24, 2007	Apr 13, 2009	no	PEORIA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ABG RETIREMENT PLAN INVESTMENT SERVICES	NBT CAPITAL MANAGEMENT, INC.	Apr 2, 2020	Apr 9, 2020	7	Firm change	Other
LPL FINANCIAL LLC	ABG RETIREMENT PLAN INVESTMENT SERVICES	Oct 15, 2014	Jul 2, 2015	260	Firm change	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Nov 21, 2013	Nov 15, 2013	-6	Firm change	Other
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Mar 28, 2013	Mar 19, 2013	-9	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	CHASE INVESTMENT SERVICES CORP.	Apr 13, 2009	Apr 6, 2009	-7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
117678:104932:IL:2020-04-02	Apr 2, 2020	Apr 9, 2020	PEORIA, IL	Firm change

Relationships

Registered with (7)

→ NBT CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 9, 2020 to Mar 24, 2022factForm ADV
→ ABG RETIREMENT PLAN INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jul 2, 2015 to Apr 2, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 15, 2013 to Oct 15, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 19, 2013 to Nov 21, 2013factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Mar 28, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 6, 2009 to Oct 1, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 24, 2007 to Apr 13, 2009factForm ADV

Dated events

No dated event names this entity yet.