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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ASPEN PARTNERS, LTD.

CRD 135287

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3118f4fb-a01f-c0ff-284d-c92c1252b8e4

Data as of Apr 28, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Mar 16, 2012 to Apr 28, 2020
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $7.5MItem 5.F on the latest filing (2020-04-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $7.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $7.5Mgross asset value as reported per fund; never fund size
SEC number: 801-64581
CRD: 135287
Filings on the tape: 25
First filed: Mar 16, 2012
Latest filed: Apr 28, 2020
Organised: Other (specify), Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CONTRACTUAL INCOME FUND	Other Private Fund	$7.5M	Apr 28, 2020	14	Sep 5, 2018	reported	021-218017

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUSH, WILLIAM, WARE	Director	D	yes	06/2007	Mar 16, 2012	Apr 28, 2020
FISHER, BRYAN, ROBERT	Director	D	yes	06/2007	Mar 16, 2012	Apr 28, 2020
TERRY, DEBORAH, HOLLAND	CHIEF FINANCIAL OFFICER	Na	yes	09/2009	Mar 16, 2012	Apr 28, 2020
VICK, GEORGE, DAVIS	CHIEF COMPLIANCE OFFICER	Na	yes	02/2020	Feb 14, 2013	Apr 28, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FRONTIER SOLUTIONS, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Richmond	Va	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 24, 2020	$7.5M	$7.5M	4	4	1	1	$7.5M
2018	Apr 1, 2019	$107M	$107M	7	4	2	1	$7.5M
2017	Mar 30, 2018	$149M	$149M	7	4	2	n/a	n/a
2016	Mar 29, 2017	$249M	$249M	11	5	n/a	n/a	n/a
2015	Mar 30, 2016	$296M	$296M	7	4	n/a	n/a	n/a
2014	Mar 31, 2015	$222M	$222M	6	4	n/a	n/a	n/a
2013	Mar 28, 2014	$180M	$180M	6	4	n/a	n/a	n/a
2012	Mar 21, 2013	$225M	$225M	7	6	n/a	n/a	n/a
2011	Mar 16, 2012	$166M	$166M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$7.5M	$107M	-93.0%	$249M	-68.9%	4	7	1	2

Relationships

Advises (1)

→ CONTRACTUAL INCOME FUNDPrivate fundOther Private Fund, IA
Sep 5, 2018 to presentfactForm ADV

Controls (4)

← BUSH, WILLIAM, WAREOwnerDIRECTOR, ownership code D, individual
Mar 16, 2012 to presentfactForm ADV
← VICK, GEORGE, DAVISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 14, 2013 to presentfactForm ADV
← FISHER, BRYAN, ROBERTOwnerDIRECTOR, ownership code D, individual
Mar 16, 2012 to presentfactForm ADV
← TERRY, DEBORAH, HOLLANDOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 16, 2012 to presentfactForm ADV

Registered with (2)

← Brendan BostockAdvisorregistration: previous registration
Nov 23, 2016 to Dec 31, 2018factForm ADV
← NATHAN ROLAND DUTZMANNAdvisorregistration: previous registration
Aug 28, 2018 to Dec 31, 2018factForm ADV

Dated events

Occurred
Mar 24, 2020
Control person joined
Davis George Vick (Chief Compliance Officer) appeared on Schedule A of Aspen Partners, Ltd.
Form ADVobserved 4 days ago
Occurred
Mar 24, 2020
Control person left
Brian Howard Landers (Chief Compliance Officer) no longer on Schedule A of Aspen Partners, Ltd. (listed 2020-02-20, absent 2020-03-24)
Form ADVobserved 4 days ago
Occurred
Feb 25, 2018
Regulatory AUM changed
Aspen Partners, Ltd. reported RAUM $145.0M, down 42% from $248.8M (2018-02-24 to 2018-02-25)
Form ADVobserved 4 days ago
$-104M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3118f4fb-a01f-c0ff-284d-c92c1252b8e4
First observed: Mar 16, 2012
Last observed: Apr 28, 2020 77 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASPEN PARTNERS, LTD.

CRD 135287

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3118f4fb-a01f-c0ff-284d-c92c1252b8e4

Data as of Apr 28, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CONTRACTUAL INCOME FUND

Other Private Fund

$7.5M

Apr 28, 2020

Sep 5, 2018

reported

021-218017

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUSH, WILLIAM, WARE

Director

yes

06/2007

Mar 16, 2012

Apr 28, 2020

FISHER, BRYAN, ROBERT

Director

yes

06/2007

Mar 16, 2012

Apr 28, 2020

TERRY, DEBORAH, HOLLAND

CHIEF FINANCIAL OFFICER

yes

09/2009

Mar 16, 2012

Apr 28, 2020

VICK, GEORGE, DAVIS

CHIEF COMPLIANCE OFFICER

yes

02/2020

Feb 14, 2013

Apr 28, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FRONTIER SOLUTIONS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Richmond

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 24, 2020

$7.5M

2018

Apr 1, 2019

$107M

$7.5M

2017

Mar 30, 2018

$149M

n/a

2016

Mar 29, 2017

$249M

n/a

2015

Mar 30, 2016

$296M

n/a

2014

Mar 31, 2015

$222M

n/a

2013

Mar 28, 2014

$180M

n/a

2012

Mar 21, 2013

$225M

n/a

2011

Mar 16, 2012

$166M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$7.5M

$107M

-93.0%

$249M

-68.9%