This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$261MItem 5.F on the latest filing (2016-05-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$261M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

4

Advisory employees

3

Accounts

5

Private funds

2Schedule D 7.B(1)

Private fund GAV

$261Mgross asset value as reported per fund; never fund size

Custody, client assets

$261M

SEC number

801-80735

CRD

172683

Filings on the tape

7

First filed

Dec 9, 2014

Latest filed

May 27, 2016

Organised

Limited Liability Company, Delaware

• Occurred

  Dec 9, 2014
  First Form ADV filing

  Thrax Management, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:311a0a3c-cf30-359d-e7f8-aa66ac9181d9

First observed

Dec 9, 2014

Last observed

May 27, 2016 125 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.