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Advisor at KESTRA ADVISORY SERVICES, LLC
AUSTIN, TX | FRANKLIN, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Dec 2, 2019 | n/a | yes | FRANKLIN, NC|AUSTIN, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 29, 2010 | Oct 25, 2019 | no | TAYLORSVILLE, NC|CHARLOTTE, NC|GREENVILLE, SC|CULLOWHEE, NC|FRANKLIN, NC|SYLVA, NC | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 21, 2007 | May 7, 2010 | no | ASHEVILLE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | KESTRA ADVISORY SERVICES, LLC | Oct 25, 2019 | Dec 2, 2019 | 38 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | May 7, 2010 | Apr 29, 2010 | -8 | Firm change | Wirehouse to wirehouse |