DFX Intelligence

D••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

D••••••• C•••••• M••••••••• L••

CRD 105757

CHICAGO, IL

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Search this name across graphsid dfx:ria:312b2294-78bb-4089-b979-431543577b9b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 15
On other graphs: 1
Observed: Nov 16, 2011 to Sep 14, 2026
62 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

D••••••• C•••••• M••••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.7 institutional_share=0.26 related_bd=false related_bank=false bd_reps=15.0
Regulatory AUM: $26B••• Locked
Discretionary RAUM: $26B
Private client RAUM: $2.9Mderived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 82

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D••••••• I••••• F••• I• L••	Hedge Fund	$1.2B	Sep 8, 2021	23	Apr 1, 2013	dropped	021-183516
D••••••• L••• S••••••• M••••• F•••• L•••	Hedge Fund	$438M	Sep 14, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• C•••••• H••••••• L•••	Member	E	yes	01/2006	May 4, 2015	May 6, 2024
D••••••• T•••• C••••••• L••	Trustee	F	yes	03/2021	Apr 1, 2013	May 6, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D••••••• C•••••• M••••••••• ••••• L••	n/a	n/a	n/a	N	yes	n/a
D••••••• T•••• C••••••• L••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$26B	$20B	32.2%	$13B	27.2%	82	81	3	0

Relationships

Advises (34)

→ D••••••• L••• S••••••• ••• F•••• L•••Private fundHedge Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ D••••••• L••• S••••••• M••••• F•••• L•••Private fundHedge Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ D••••••• E••••••• M•••••• F•••• L•••Private fundOther Private Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ D••••••• A••••••••• F•••

Dated events

Occurred
Sep 14, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$579M
Occurred
Sep 14, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$211M
Occurred
Sep 14, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$401M
Occurred
Mar 31, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:312b2294-78bb-4089-b979-431543577b9b
First observed: Nov 16, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.