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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

CHAD MATTHEW RAICHE

Advisor at CETERA INVESTMENT ADVISERS LLC

Annandale, MN | ST CLOUD, MN

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Search this name across graphsid dfx:ria:312dc112-71cb-a692-9ee7-a769c1f57434

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 19, 2010
First registration: Jan 7, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 5794079

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 5, 2017	n/a	yes	ST CLOUD, MN\|Annandale, MN	Current employment
GRADIENT ADVISORS, LLC	Independent wealth	Mar 15, 2016	Nov 1, 2016	no	Buffalo, MN\|ARDEN HILLS, MN	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Feb 6, 2015	Jan 22, 2016	no	SAN DIEGO, CA\|BUFFALO, MN	Previous registration
DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.	Independent wealth	Jan 7, 2014	Mar 10, 2016	no	BUFFALO, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GRADIENT ADVISORS, LLC	CETERA INVESTMENT ADVISERS LLC	Nov 1, 2016	Jan 5, 2017	65	Firm change	Other
DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.	INDEPENDENT FINANCIAL GROUP, LLC	Mar 10, 2016	Feb 6, 2015	-398	Firm change after gap	Other
INDEPENDENT FINANCIAL GROUP, LLC	GRADIENT ADVISORS, LLC	Jan 22, 2016	Mar 15, 2016	53	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jan 5, 2017 to presentfactForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 15, 2016 to Nov 1, 2016factForm ADV
→ DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 7, 2014 to Mar 10, 2016factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Feb 6, 2015 to Jan 22, 2016factForm ADV

Dated events

No dated event names this entity yet.