This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 12, 1994earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66|S65|S63

First exam

Sep 12, 1994

First registration

Apr 22, 2020

Dual registered

yes, broker-dealer

Other names

JAMES MICHAEL HANAFIN|JAMES M HANAFIN|James Michael Hanafin|JAMES M HANAFIN

IAPD individual key

2528925

• Occurred

  Jun 13, 2022
  Advisor changed firm

  James Hanafin left Morgan Stanley for J.P. Morgan Securities Llc (registered 2022-06-21)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:31402b73-75de-b462-aa85-060c68f44713

First observed

Apr 22, 2020

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.