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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

THE PORTFOLIO STRATEGY GROUP, INC.

CRD 114753

WHITE PLAINS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31422196-2a67-2a77-2749-6b60d03956fb

Data as of Jul 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2011 to Jul 30, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0BItem 5.F on the latest filing (2012-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1,593
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $66.5Mgross asset value as reported per fund; never fund size
SEC number: 801-37533
CRD: 114753
Filings on the tape: 3
First filed: Dec 6, 2011
Latest filed: Jul 30, 2012
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PSG FUND LLC	Hedge Fund	$61.0M	Jul 30, 2012	1	Apr 24, 2012	reported	021-62434
PSG OPPORTUNITY FUND	Hedge Fund	$5.5M	Jul 30, 2012	1	Apr 24, 2012	reported	021-105658

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SCHARF, EDWARD, LAURENCE	MANAGING DIRECTOR	B	yes	05/2003	Dec 6, 2011	Jul 30, 2012
YOKEN, RICHARD, ALAN	PRESIDENT AND MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	E	yes	05/1990	Dec 6, 2011	Jul 30, 2012
BARTIMER, LAWRENCE, DAVID	MANAGING DIRECTOR	Na	no	01/2006	Dec 6, 2011	Jul 30, 2012
YORKES, PETER, SCOTT	MANAGING DIRECTOR	Na	no	01/2006	Dec 6, 2011	Jul 30, 2012
ZOTTNER, THOMAS, MICHAEL	MANAGING DIRECTOR	Na	no	10/2011	Dec 6, 2011	Jul 30, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Dec 6, 2011	$1.0B	$1.0B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$1.0B	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (2)

→ PSG FUND LLCPrivate fundHedge Fund, IA
Apr 24, 2012 to presentfactForm ADV
→ PSG OPPORTUNITY FUNDPrivate fundHedge Fund, IA
Apr 24, 2012 to presentfactForm ADV

Owns (3)

← BARTIMER, LAWRENCE, DAVIDOwnerMANAGING DIRECTOR, ownership code NA, individual
Dec 6, 2011 to presentfactForm ADV
← YORKES, PETER, SCOTTOwnerMANAGING DIRECTOR, ownership code NA, individual
Dec 6, 2011 to presentfactForm ADV
← ZOTTNER, THOMAS, MICHAELOwnerMANAGING DIRECTOR, ownership code NA, individual
Dec 6, 2011 to presentfactForm ADV

Controls (2)

← YOKEN, RICHARD, ALANOwnerPRESIDENT AND MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 6, 2011 to presentfactForm ADV
← SCHARF, EDWARD, LAURENCEOwnerMANAGING DIRECTOR, ownership code B, individual
Dec 6, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31422196-2a67-2a77-2749-6b60d03956fb
First observed: Dec 6, 2011
Last observed: Jul 30, 2012 172 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE PORTFOLIO STRATEGY GROUP, INC.

CRD 114753

WHITE PLAINS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31422196-2a67-2a77-2749-6b60d03956fb

Data as of Jul 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:21 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PSG FUND LLC

Hedge Fund

$61.0M

Jul 30, 2012

Apr 24, 2012

reported

021-62434

PSG OPPORTUNITY FUND

Hedge Fund

$5.5M

Jul 30, 2012

Apr 24, 2012

reported

021-105658

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SCHARF, EDWARD, LAURENCE

MANAGING DIRECTOR

yes

05/2003

Dec 6, 2011

Jul 30, 2012

YOKEN, RICHARD, ALAN

PRESIDENT AND MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER

yes

05/1990

Dec 6, 2011

Jul 30, 2012

BARTIMER, LAWRENCE, DAVID

MANAGING DIRECTOR

01/2006

Dec 6, 2011

Jul 30, 2012

YORKES, PETER, SCOTT

MANAGING DIRECTOR

01/2006

Dec 6, 2011

Jul 30, 2012

ZOTTNER, THOMAS, MICHAEL

MANAGING DIRECTOR

10/2011

Dec 6, 2011

Jul 30, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Dec 6, 2011

$1.0B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$1.0B

n/a