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Advisor at USA FINANCIAL SECURITIES LLC
Overland Park, KS | ADA, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| USA FINANCIAL SECURITIES LLC | Independent wealth | Aug 18, 2020 | n/a | yes | Overland Park, KS|ADA, MI | Current employment |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Mar 29, 2011 | Jul 18, 2011 | no | BIRMINGHAM, AL | Previous registration |
| DIRECTED SERVICES LLC | Former SEC adviser | Sep 28, 2009 | Dec 31, 2010 | no | DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NFP ADVISOR SERVICES, LLC | USA FINANCIAL SECURITIES LLC | Jul 18, 2011 | Aug 18, 2020 | 3,319 | Firm change after gap | Other |
| DIRECTED SERVICES LLC | NFP ADVISOR SERVICES, LLC | Dec 31, 2010 | Mar 29, 2011 | 88 | Firm change | Other |