DFX Intelligence

S•••••• S•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst34 years in industry

S•••••• S•••• M••••

Advisor at B••••• T••••

MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:314ec572-e301-ea3c-0d6a-14b559f51685

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• T••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 19, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• T••••	Independent wealth	Feb 25, 2016	n/a	yes	MORRISTOWN, NJ	Current employment
A••••• A••••••• L••	n/a	Nov 27, 2006	Dec 31, 2011	no	MORRISTOWN, NJ\|HOBE SOUND, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A••••••• L••	B••••• T••••	Dec 31, 2011	Feb 25, 2016	1,517	Firm change after gap	Other

Relationships

Registered with (2)

→ B••••• T••••Registered adviserregistration: current employment
Feb 25, 2016 to presentfactForm ADV
→ A••••• A••••••• L••Registered adviserregistration: previous registration
Nov 27, 2006 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:314ec572-e301-ea3c-0d6a-14b559f51685
First observed: Nov 27, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.