R•••• A••• H•••

Advisor at L•• F•••••••• L••

PALM HARBOR, FL | SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 20, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 7, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 24, 2024	n/a	yes	PALM HARBOR, FL\|SAN DIEGO, CA\|PALM HARBOR, FL	Current employment
A••••••• W••••• M••••••••• I•••	Independent wealth	Apr 24, 2009	Jun 14, 2024	no	PALM HARBOR, FL\|ALPHARETTA, GA\|PALM HARBOR, FL\|ALPHARETTA, GA\|ALPHARETTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• W••••• M••••••••• I•••	L•• F•••••••• L••	Jun 14, 2024	Jul 24, 2024	40	Firm change	RIA to ibd
R•••••• J•••• F•••••••• S•••••••• I•••	A••••••• W••••• M••••••••• I•••	Apr 22, 2009	Apr 24, 2009

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 24, 2024 to presentfactForm ADV
→ A••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 24, 2009 to Jun 14, 2024factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 20, 1999 to Apr 22, 2009factForm ADV

Dated events

Order

Occurred
14 Jun 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 20, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.