DFX Intelligence

R•••• E••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

R•••• E••••• W•••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:31564de5-b336-b492-b74b-dc0da8b53b67

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 8, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 25, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 1, 2026	n/a	yes	MOUNT DORA, FL\|Mount Dora, FL\|SAN DIEGO, CA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 20, 2024	Aug 31, 2026	no	Mount Dora, FL\|Victorville, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Aug 31, 2026	Sep 1, 2026	1	Firm change	Ibd to ibd
C••••• A••••••• L••	C••••• I••••••••• A••••••• L••	Mar 21, 2024	Mar 20, 2024

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 20, 2024 to Aug 31, 2026factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Feb 8, 2006 to Mar 21, 2024factForm ADV

Dated events

Occurred
Aug 31, 2026
Advisor changed firm
R•••• E••••• W••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2026-09-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31564de5-b336-b492-b74b-dc0da8b53b67
First observed: Feb 8, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.