DFX Intelligence

O••• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

O••• I•••••••••

O••• I••••••••• H•••••••• I•••, CRD 313294

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Search this name across graphsid dfx:ria:3157b323-f87c-4cf5-4c67-38c7809936a8

Data as of Mar 5, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2021 to Mar 5, 2021
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• C••••••• E••••••	Shareholder	D	yes	02/2021	Mar 2, 2021	Mar 5, 2021
C•••• C••••••• E••••••	CO-FOUNDER AND SECRETARY	Na	yes	02/2021	Mar 2, 2021	Mar 5, 2021

Relationships

Controls (3)

← M••••••• M••••• W••••••OwnerSHAREHOLDER, ownership code D, individual
Mar 2, 2021 to presentfactForm ADV
← C•••• C••••••• E••••••OwnerSHAREHOLDER, ownership code D, individual
Mar 2, 2021 to presentfactForm ADV
← O••• I••••••••• H•••••••• I•••OwnerSOLE MEMBER, ownership code E, domestic entity
Mar 2, 2021 to presentfactForm ADV

Dated events

Occurred
Mar 2, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3157b323-f87c-4cf5-4c67-38c7809936a8
First observed: Mar 2, 2021
Last observed: Mar 5, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.