DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

MICHAEL WILLIAM MANGINO

Advisor at ADVICE AND PLANNING SERVICES

LAS VEGAS, NV | Las Vegas, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31595bae-e5d1-ae8b-a5b0-25d259d5c4d1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 24, 1999
First registration: Feb 13, 2002
Dual registered: yes, broker-dealer
Other names: MICHAEL W MANGINO|MICHAEL WILLIAM MANGINO|MICHAEL WILLIAM MANGINO
IAPD individual key: 3223453

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jun 13, 2024	n/a	yes	Las Vegas, NV\|LAS VEGAS, NV	Current employment
MCM WEALTH	Independent wealth	Jun 14, 2013	Jan 13, 2014	no	NOVATO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 24, 2006	Aug 27, 2010	no	SAN RAFAEL, CA\|SAN RAFAEL, CA\|SAN ANSELMO, CA\|SAN RAFAEL, CA\|MILL VALLEY, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	May 20, 2004	Apr 26, 2006	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 13, 2002	Apr 15, 2004	no	SAN FRANCISC, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MCM WEALTH	ADVICE AND PLANNING SERVICES	Jan 13, 2014	Jun 13, 2024	3,804	Firm change after gap	RIA to ibd
WELLS FARGO INVESTMENTS, LLC	MCM WEALTH	Aug 27, 2010	Jun 14, 2013	1,022	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO INVESTMENTS, LLC	Apr 26, 2006	Apr 24, 2006	-2	Firm change	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Apr 15, 2004	May 20, 2004	35	Firm change	Other

Relationships

Registered with (5)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Jun 13, 2024 to presentfactForm ADV
→ MCM WEALTHRegistered adviserregistration: previous registration
Jun 14, 2013 to Jan 13, 2014factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 24, 2006 to Aug 27, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 20, 2004 to Apr 26, 2006factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 13, 2002 to Apr 15, 2004factForm ADV

Dated events

No dated event names this entity yet.