DFX Intelligence

B•••• D•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

B•••• D•••• S••••••

Advisor at T•••• C•••••• M••••••••• I•••

LA MESA, CA | SAN DIEGO, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 21, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• C•••••• M••••••••• I•••	Independent wealth	Jan 13, 2009	n/a	yes	LA MESA, CA\|SAN DIEGO, CA	Current employment
A•• I••••••••• M•••••••••	n/a	Jul 3, 2007	Dec 31, 2008	no	LA MESA, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• I••••••••• M•••••••••	T•••• C•••••• M••••••••• I•••	Dec 31, 2008	Jan 13, 2009	13	Firm change	Other
S•••••• I••••••••• M••••••••• I•••	A•• I••••••••• M•••••••••	Jul 16, 2007	Jul 3, 2007

Relationships

Registered with (3)

→ T•••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 13, 2009 to presentfactForm ADV
→ A•• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jul 3, 2007 to Dec 31, 2008factForm ADV
→ S•••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 21, 1999 to Jul 16, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 21, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.