DFX Intelligence

K•• D• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

K•• D• S•••••••••

Advisor at K••••••• A•••••••• I•••

Sarasota, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 3, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• A•••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Sep 3, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• A•••••••• I•••	Former SEC adviser	Jan 1, 2026	n/a	yes	Sarasota, FL	Current employment
K••••••• A•••••••• I•••	Former SEC adviser	Jul 18, 2018	Oct 1, 2018	no	Sarasota, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J• L• B••••••••• • C••• I•••	K••••••• A•••••••• I•••	Apr 4, 2017	Jul 18, 2018	470	Firm change after gap	Other

Relationships

Registered with (2)

→ K••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2018 to Oct 1, 2018factForm ADV
→ J• L• B••••••••• • C••• I•••Registered adviserregistration: previous registration
Sep 3, 1991 to Apr 4, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 3, 1991
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.