DFX Intelligence

J• L• B••••••••• • C••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

J• L• B••••••••• • C••• I•••

CRD 108058

SARASOTA, FL

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Search this name across graphsid dfx:ria:f1c5e1d6-ae22-5103-b1b4-6d01fd65d1cb

Data as of Jul 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 2
On other graphs: 0
Observed: Mar 27, 2012 to Jul 9, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $1.4B
Private client RAUM: $1.3Bderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $229Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• L•• B•••••••••	n/a	SARASOTA, FL	35	37	n/a	no
J••• B••••••• L••••••	Certified Financial Planner	SARASOTA, FL	22	23

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• J••••• L••	OWNER/CEO	B	yes	11/1980	Jul 9, 2026	Jul 9, 2026
B••••••••• F••• E••••	TREASURER/SECRETARY/OWNER	B	yes	06/1987	Mar 27, 2012	Aug 6, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.2B	14.1%	$740M	22.8%	11	11	0	0

Relationships

Registered with (7)

← L•••••• E•••••• C•••••Advisorregistration: current employment
May 16, 2025 to presentfactForm ADV
← D••••• L• G••••••••Advisorregistration: current employment
Oct 7, 2024 to presentfactForm ADV
← D•••• R••• T•••••••Advisorregistration: current employment
Aug 16, 2018 to presentfactForm ADV
← J••• G••••• O•••••

Dated events

Occurred
Mar 12, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$223M
Occurred
Mar 9, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$213M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1c5e1d6-ae22-5103-b1b4-6d01fd65d1cb
First observed: Mar 27, 2012
Last observed: Jul 9, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.