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M•••••• P••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

M•••••• P••• M••••••

Advisor at J•••••• W••••• M••••••••• L••

LAKE MARY, FL | OMAHA, NE | Lake Mary, FL

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Search this name across graphsid dfx:ria:31665795-7198-1e3d-c9ab-723dbcc8d908

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 22, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jun 3, 2026	n/a	yes	Lake Mary, FL\|OMAHA, NE	Current employment
J•••••• W••••• M••••••••• L••	Independent wealth	Sep 27, 2013	n/a	yes	LAKE MARY, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	J•••••• W••••• M••••••••• L••	Sep 30, 2013	Sep 27, 2013	-3	Firm change	Other
U•• F•••••••• S••••••• I•••	C•••••• S••••• • C••• I•••	Sep 5, 2007	Oct 23, 2008

Relationships

Registered with (4)

→ C••• L••Registered adviserregistration: current employment
Jun 3, 2026 to presentfactForm ADV
→ J•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 27, 2013 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 23, 2008 to Sep 30, 2013factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31665795-7198-1e3d-c9ab-723dbcc8d908
First observed: Apr 22, 1997
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.