DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
HUNT VALLEY, MD | W•••••••••, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | HUNT VALLEY, MD|W•••••••••, DE | Current employment |
| O•••• F•• I••• | Former SEC adviser | Sep 3, 2019 | Jan 24, 2025 | no | W•••••••••, DE|VIENNA, VA|HUNT VALLEY, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | O•••• W•••••• I••• | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| M•• S••••••••• I••• | O•••• F•• I••• | Sep 13, 2019 | Sep 3, 2019 |
| M•• S••••••••• I••• | n/a | Aug 18, 2011 | Sep 13, 2019 | no | WILKES-BARRE, PA|W•••••••••, DE|W•••••••••, DE|W•••••••••, DE|HOCKESSIN, DE|WILKES-BARRE, PA|Wilmington, DE|BUFFALO, NY|WILKES-BARRE, PA|Wilmington, DE | Previous registration |
| W••••••••• B•••••••• S••••••• C•••••• | n/a | Feb 16, 2007 | Aug 29, 2011 | no | W•••••••••, DE|BALTIMORE, MD|W•••••••••, DE|W•••••••••, DE | Previous registration |
| W••••••••• T•••• I••••••••• M••••••••• | Bank affiliated wealth | Feb 18, 2005 | Feb 27, 2007 | no | W•••••••••, DE | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | May 26, 2000 | Sep 11, 2002 | no | HUNT VALLEY, MD | Previous registration |
| Firm change |
| Other |
| W••••••••• B•••••••• S••••••• C•••••• | M•• S••••••••• I••• | Aug 29, 2011 | Aug 18, 2011 | -11 | Firm change | Other |
| W••••••••• T•••• I••••••••• M••••••••• | W••••••••• B•••••••• S••••••• C•••••• | Feb 27, 2007 | Feb 16, 2007 | -11 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | W••••••••• T•••• I••••••••• M••••••••• | Sep 11, 2002 | Feb 18, 2005 | 891 | Firm change after gap | Other |