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CRD 313527
TIBURON, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CASTELLANO II, MAURICE, MARK | OWNER, PRESIDENT | E | yes | 01/2017 | Mar 14, 2021 | Mar 31, 2021 |
| CASTELLANO III, MAURICE, MARK | OWNER, MEMBER | E | yes | 01/2021 | Mar 14, 2021 | Mar 31, 2021 |
| LAMAR, STEVEN, MICHAEL | Trustee | F | yes | 04/2009 | Mar 14, 2021 | Mar 31, 2021 |
| LAMAR, STEVEN, MICHAEL | MEMBER, CHIEF COMPLIANCE OFFICER | Na | yes | 01/2021 | Mar 14, 2021 | Mar 31, 2021 |
| SOLSTEIN CAPITAL, LLC | Member | C | yes | 01/2021 | Mar 14, 2021 | Mar 31, 2021 |
| STEVEN LAMAR SURVIVORS TRUST | Member | C | yes | 01/2021 | Mar 14, 2021 | Mar 31, 2021 |
| TERMAN, NADINE, F | MANAGING MEMBER | D | yes | 01/2011 | Mar 14, 2021 | Mar 31, 2021 |
| CASTLE GROUP, INC | Member | B | no | 01/2017 | Mar 14, 2021 | Mar 31, 2021 |
| OCEAN CASTLE, LLC | Member | A | no | 01/2021 | Mar 14, 2021 | Mar 31, 2021 |
| TORRES, J.C. | MANAGING MEMBER | D | no | 01/2011 | Mar 14, 2021 | Mar 31, 2021 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SOLSTEIN CAPITAL, LLC | n/a | Mixed wealth | $802M | Y | no | n/a |