M••• L•••• B•••

Advisor at B•••••• F•••••••• S••••••• G••••

IRVINE, CA | Phoenix, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31858072-bd3a-03dd-5f23-9a722c55640f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 7, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F•••••••• S••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F•••••••• S••••••• G••••	Independent wealth	Mar 13, 2017	n/a	yes	IRVINE, CA\|Phoenix, AZ	Current employment
R•• A•••••••	Independent wealth	May 7, 2012	Jun 27, 2016	no	PHOENIX, AZ\|HOUSTON, TX\|Phoenix, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• A•••••••	B•••••• F•••••••• S••••••• G••••	Jun 27, 2016	Mar 13, 2017	259	Firm change	Other
S••••• W••••• A•••••••• I•••	R•• A•••••••	May 2, 2012	May 7, 2012

Relationships

Registered with (4)

→ B•••••• F•••••••• S••••••• G••••Registered adviserregistration: current employment
Mar 13, 2017 to presentfactForm ADV
→ R•• A•••••••Registered adviserregistration: previous registration
May 7, 2012 to Jun 27, 2016factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2012 to May 2, 2012factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31858072-bd3a-03dd-5f23-9a722c55640f
First observed: Dec 7, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.