DFX Intelligence

B•••• E••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)27 years in industry

B•••• E••••• B•••••••

Advisor at S••••• F••••••••• L••

Parsippany, NJ

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Search this name across graphsid dfx:ria:31879c72-ed95-e2f1-6bc2-90069bbc87d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••• L••	Bd affiliated wealth	Jan 3, 2019	n/a	yes	Parsippany, NJ	Current employment
S••••• E••••••• I••	Former SEC adviser	Aug 1, 2002	Dec 27, 2018	no	PARSIPPANY, NJ\|PARSIPPANY, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• E••••••• I••	S••••• F••••••••• L••	Dec 27, 2018	Jan 3, 2019	7	Firm change	RIA to ibd
S••••• F•••••••• R•••••••• I••	S••••• E••••••• I••	Sep 20, 2018	Aug 1, 2002

Team moves

••• Locked

Team	Left	Joined	From	Kind
11039:299322:NJ:2018-12-21	Dec 27, 2018	Jan 3, 2019	PARSIPPANY, NJ	Firm change
104990:11039:NJ:2018-09-20	Sep 20, 2018	Aug 1, 2002	PARSIPPANY, NJ	Firm change after gap

Relationships

Registered with (3)

→ S••••• F••••••••• L••Registered adviserregistration: current employment
Jan 3, 2019 to presentfactForm ADV
→ S••••• E••••••• I••Registered adviserregistration: previous registration
Aug 1, 2002 to Dec 27, 2018factForm ADV
→ S••••• F•••••••• R•••••••• I••Registered adviserregistration: previous registration
Jul 18, 2002 to Sep 20, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31879c72-ed95-e2f1-6bc2-90069bbc87d5
First observed: Jul 18, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.