DFX Intelligence

D•••••• D••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

D•••••• D••••• D••••••

Advisor at S•• F••••••••• L••

Buffalo Grove, IL

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Search this name across graphsid dfx:ria:31999b7c-22a3-cae3-1aa1-0e02267d307a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 17, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• F••••••••• L••	Independent wealth	Feb 18, 2025	n/a	yes	Buffalo Grove, IL	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jan 24, 2024	Feb 18, 2025	no	Libertyville, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	S•• F••••••••• L••	Feb 18, 2025	Feb 18, 2025	0	Firm change	Ibd to RIA
T••••••• I••••••••• M••••••••• I•••	M•• I•••••••• S•••••••• L••	Jan 23, 2024	Jan 24, 2024

Relationships

Registered with (3)

→ S•• F••••••••• L••Registered adviserregistration: current employment
Feb 18, 2025 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 24, 2024 to Feb 18, 2025factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 17, 2021 to Jan 23, 2024factForm ADV

Dated events

Occurred
Feb 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31999b7c-22a3-cae3-1aa1-0e02267d307a
First observed: Dec 17, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.