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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

YORKVILLE ADVISORS, LLC

CRD 155304

MOUNTAINSIDE, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:319b9e33-3f91-cfd0-3fc5-030c5cafb70c

Data as of Mar 26, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2012 to Mar 26, 2014
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $130MItem 5.F on the latest filing (2014-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $130M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 12
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $130Mgross asset value as reported per fund; never fund size
Custody, client assets: $130M
SEC number: 801-73479
CRD: 155304
Filings on the tape: 10
First filed: Feb 13, 2012
Latest filed: Mar 26, 2014
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
YA GLOBAL INVESTMENTS, L.P.	Hedge Fund	$97.4M	Feb 3, 2016	25	Feb 13, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANGELO, MARK, ANTONY	PRESIDENT & MANAGING MEMBER	D	yes	11/2001	Feb 13, 2012	Mar 26, 2014
BECKMAN, MATTHEW, JACOB	MANAGING MEMBER	B	no	01/2002	Feb 13, 2012	Mar 26, 2014
EICKE, GERALD, CHARLES	MANAGING MEMBER	B	no	01/2004	Feb 13, 2012	Mar 26, 2014
GOLDSTEIN, STEVEN, SCOTT	Cco	Na	no	04/2005	Feb 13, 2012	Mar 26, 2014
GONZALEZ, DAVID	GENERAL COUNSEL & MANAGING MEMBER	B	no	10/2004	Feb 13, 2012	Mar 26, 2014
SCHINIK, EDWARD, ALAN	COO/CFO	Na	no	12/2005	Feb 13, 2012	Mar 26, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
YORKVILLE ADVISORS GLOBAL, LP	n/a	Asset manager	$900M	Y	yes	n/a
YAII GP, LP	n/a	n/a	n/a	Y	yes	n/a
YORKVILLE ADVISORS GP, LLC	n/a	n/a	n/a	Y	yes	n/a
YORKVILLE ADVISORS UK, LLP	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 26, 2014	$130M	$130M	15	12	n/a	1	$130M
2012	Mar 26, 2013	$148M	$148M	20	15	n/a	1	$148M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$130M	$148M	-12.2%	n/a	n/a	15	20	n/a	n/a

Relationships

Advises (1)

→ YA GLOBAL INVESTMENTS, L.P.Private fundHedge Fund, ERA
Feb 13, 2012 to presentfactForm ADV

Affiliated with (1)

→ YORKVILLE ADVISORS GLOBAL, LPRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV

Owns (5)

← EICKE, GERALD, CHARLESOwnerMANAGING MEMBER, ownership code B, individual
Feb 13, 2012 to presentfactForm ADV
← GOLDSTEIN, STEVEN, SCOTTOwnerCCO, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← SCHINIK, EDWARD, ALANOwnerCOO/CFO, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← BECKMAN, MATTHEW, JACOBOwnerMANAGING MEMBER, ownership code B, individual
Feb 13, 2012 to presentfactForm ADV
← GONZALEZ, DAVIDOwnerGENERAL COUNSEL & MANAGING MEMBER, ownership code B, individual
Feb 13, 2012 to presentfactForm ADV

Controls (1)

← ANGELO, MARK, ANTONYOwnerPRESIDENT & MANAGING MEMBER, ownership code D, individual
Feb 13, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:319b9e33-3f91-cfd0-3fc5-030c5cafb70c
First observed: Feb 13, 2012
Last observed: Mar 26, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

YORKVILLE ADVISORS, LLC

CRD 155304

MOUNTAINSIDE, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:319b9e33-3f91-cfd0-3fc5-030c5cafb70c

Data as of Mar 26, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

YA GLOBAL INVESTMENTS, L.P.

Hedge Fund

$97.4M

Feb 3, 2016

Feb 13, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANGELO, MARK, ANTONY

PRESIDENT & MANAGING MEMBER

yes

11/2001

Feb 13, 2012

Mar 26, 2014

BECKMAN, MATTHEW, JACOB

MANAGING MEMBER

01/2002

Feb 13, 2012

Mar 26, 2014

EICKE, GERALD, CHARLES

MANAGING MEMBER

01/2004

Feb 13, 2012

Mar 26, 2014

GOLDSTEIN, STEVEN, SCOTT

Cco

04/2005

Feb 13, 2012

Mar 26, 2014

GONZALEZ, DAVID

GENERAL COUNSEL & MANAGING MEMBER

10/2004

Feb 13, 2012

Mar 26, 2014

SCHINIK, EDWARD, ALAN

COO/CFO

12/2005

Feb 13, 2012

Mar 26, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

YORKVILLE ADVISORS GLOBAL, LP

n/a

Asset manager

$900M

yes

n/a

YAII GP, LP

n/a

yes

n/a

YORKVILLE ADVISORS GP, LLC

n/a

yes

n/a

YORKVILLE ADVISORS UK, LLP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 26, 2014

$130M

n/a

$130M

2012

Mar 26, 2013

$148M

n/a

$148M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$130M

$148M

-12.2%

n/a