DFX Intelligence
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Reading the graph
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Advisor at S••••• F••••••••• L••
EDMOND, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• F••••••••• L•• | Bd affiliated wealth | Jan 12, 2026 | n/a | yes | EDMOND, OK | Current employment |
| B•• W••••• | Former SEC adviser | May 16, 2013 | Sep 17, 2024 | no | EDMOND, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•• W••••• | S••••• F••••••••• L•• | Sep 17, 2024 | Jan 12, 2026 | 482 | Firm change after gap | RIA to ibd |
| L•• F•••••••• L•• | B•• W••••• | May 10, 2013 | May 16, 2013 |
| L•• F•••••••• L•• |
| Bd affiliated wealth |
| Jan 27, 2004 |
| May 10, 2013 |
| no |
| EDMOND, OK |
| Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Jul 19, 2001 | Feb 13, 2004 | no | TULSA, OK | Previous registration |
| Firm change |
| Other |
| P•••• S••••••••• L•• | L•• F•••••••• L•• | Feb 13, 2004 | Jan 27, 2004 | -17 | Firm change | Other |