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J••• T••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

J••• T••••• D••••••••

Advisor at T••••• F••• W•••••

DARIEN, CT

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Search this name across graphsid dfx:ria:31a2085d-365a-fd7a-0aad-06147a24b99b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• F••• W•••••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• F••• W•••••	No RAUM reported	Aug 31, 2026	n/a	yes	DARIEN, CT	Current employment
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Dec 13, 2019	Sep 3, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• P•••••••• L••	T••••• F••• W•••••	Sep 3, 2026	Aug 31, 2026	-3	Firm change	Ibd to new firm
M•• I•••••••• S•••••••• L••	S•••••• W••••• P•••••••• L••	Dec 17, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153184:343559:CT:2026-09-03	Sep 3, 2026	Aug 31, 2026	DARIEN, CT	Firm change
10409:153184:CT:2019-12-16	Dec 17, 2019	Dec 13, 2019	WESTPORT, CT	Firm change

Relationships

Registered with (4)

→ T••••• F••• W•••••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 13, 2019 to Sep 3, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Dec 17, 2019factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Sep 3, 2026
Advisor changed firm
J••• T••••• D•••••••• left S•••••• W••••• P•••••••• L•• for T••••• F••• W••••• (registered 2026-08-31)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31a2085d-365a-fd7a-0aad-06147a24b99b
First observed: Jun 21, 2010
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.