DFX Intelligence

J••• D•• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

J••• D•• M•••••••

Advisor at P•••• W••••• M••••••••• L••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:31a46ddc-66a0-41fa-7012-19c735857a39

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 11, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• W••••• M••••••••• L••	Independent wealth	Jan 26, 2015	n/a	yes	NEWPORT BEACH, CA	Current employment
W•••••• • R•••	Former SEC adviser	Jul 8, 1997	Feb 5, 2015	no	COSTA MESA, CA\|IRVINE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	P•••• W••••• M••••••••• L••	Feb 5, 2015	Jan 26, 2015	-10	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
866:174490:CA:2015-02-04	Feb 5, 2015	Jan 26, 2015	IRVINE, CA	Firm change

Relationships

Registered with (2)

→ P•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 26, 2015 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jul 8, 1997 to Feb 5, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31a46ddc-66a0-41fa-7012-19c735857a39
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.