DFX Intelligence

T••• J••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

T••• J••••• W••••••

Advisor at P••••••••• P••••••• G••••

WESTERLY, RI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• P••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• P••••••• G••••	Independent wealth	Aug 24, 2023	n/a	yes	WESTERLY, RI	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	May 17, 2017	Jun 28, 2023	no	WARWICK, RI\|WARWICK, RI\|WARWICK, RI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	P••••••••• P••••••• G••••	Jun 28, 2023	Aug 24, 2023	57	Firm change	Ibd to RIA
P••• A••••• S••••••••• L••	C••••••••• F•••••••• N••••••	Jun 7, 2017	May 17, 2017

Relationships

Registered with (3)

→ P••••••••• P••••••• G••••Registered adviserregistration: current employment
Aug 24, 2023 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
May 17, 2017 to Jun 28, 2023factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 17, 2006 to Jun 7, 2017factForm ADV

Dated events

Order

Occurred
28 Jun 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 17, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.