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Advisor at WELLS FARGO ADVISORS
DURHAM, NC | RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 23, 2024 | n/a | yes | DURHAM, NC|RALEIGH, NC|DURHAM, NC | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 3, 2022 | Mar 8, 2024 | no | Durham, NC | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Feb 25, 2022 | May 9, 2022 | no | DURHAM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | WELLS FARGO ADVISORS | Mar 8, 2024 | Sep 23, 2024 | 199 | Firm change | Ibd to wirehouse |
| AVANTAX ADVISORY SERVICES | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 9, 2022 | May 3, 2022 | -6 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104556:134139:NC:2022-05-09 | May 9, 2022 | May 3, 2022 | DURHAM, NC | Firm change |