DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N••••• W••••• M••••••••• L••
Pearland, TX | NORTH RICHLAND HILLS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••• W••••• M••••••••• L•• | Independent wealth | Apr 28, 2016 | n/a | yes | NORTH RICHLAND HILLS, TX|Pearland, TX | Current employment |
| R•• C•••••• M••••••• L•• | National bd RIA | May 28, 2014 | Apr 12, 2016 | no | SUGAR LAND, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | N••••• W••••• M••••••••• L•• | Apr 12, 2016 | Apr 28, 2016 | 16 | Firm change | Ibd to RIA |
| W•••• F•••• A••••••• | R•• C•••••• M••••••• L•• | May 30, 2014 | May 28, 2014 |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | May 30, 2014 | no | HOUSTON, TX|MISSOURI CITY, TX|AUSTIN, TX | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Apr 23, 2008 | Jan 3, 2011 | no | HOUSTON, TX | Previous registration |
| -2 |
| Firm change |
| Wirehouse to ibd |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |