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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)25 years in industry

MATTHEW JAMES TRIVETT

Advisor at LPL FINANCIAL LLC

JOHNSON CITY, TN

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Search this name across graphsid dfx:ria:31b5fae0-e16d-3435-4f8d-aa8c59dec49d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 29, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66|S63
First exam: Nov 5, 2001
First registration: Sep 29, 2006
Dual registered: yes, broker-dealer
Other names: MATTHEW JAMES TRIVETT|Matthew Trivett
IAPD individual key: 4441952

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 1, 2022	n/a	yes	JOHNSON CITY, TN	Current employment
TRIVETT WEALTH MANAGEMENT, LLC	n/a	Oct 27, 2021	Apr 20, 2022	no	JOHNSON CITY, TN	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 18, 2020	Dec 1, 2022	no	JOHNSON CITY, TN	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Mar 23, 2017	Sep 18, 2020	no	Johnson City, TN	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Sep 29, 2006	Sep 14, 2016	no	JOHNSON CITY, TN\|JOHNSON CITY, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	TRIVETT WEALTH MANAGEMENT, LLC	Dec 1, 2022	Oct 27, 2021	-400	Firm change after gap	Other
TRIVETT WEALTH MANAGEMENT, LLC	LPL FINANCIAL LLC	Apr 20, 2022	Dec 1, 2022	225	Firm change	Other
SSN ADVISORY, INC.	SECURITIES AMERICA ADVISORS, INC.	Sep 18, 2020	Sep 18, 2020	0	Bulk transfer	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	SSN ADVISORY, INC.	Sep 14, 2016	Mar 23, 2017	190	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 1, 2022 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 18, 2020 to Dec 1, 2022factForm ADV
→ TRIVETT WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 27, 2021 to Apr 20, 2022factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Mar 23, 2017 to Sep 18, 2020factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Sep 29, 2006 to Sep 14, 2016factForm ADV

Dated events

Occurred
Dec 1, 2022
Advisor changed firm
Matthew James Trivett left Securities America Advisors, Inc. for Trivett Wealth Management, Llc (registered 2021-10-27)
Form ADVobserved 4 days ago
Occurred
Apr 20, 2022
Advisor changed firm
Matthew James Trivett left Trivett Wealth Management, Llc for Lpl Financial Llc (registered 2022-12-01)
Form ADVobserved 4 days ago