DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

James Barrett

Advisor at MORGAN STANLEY

Dallas, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31b7134a-b4d4-24f4-935c-77d92a167613

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 3, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 3, 2014
First registration: Oct 8, 2014
Dual registered: yes, broker-dealer
Other names: JAMES GREGORY BARRETT
IAPD individual key: 6313588

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jul 14, 2025	n/a	yes	Dallas, TX	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 7, 2019	May 11, 2025	no	Plano, TX\|New York, NY\|New York, NY\|Dallas, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 10, 2016	May 21, 2019	no	FT. WORTH, TX\|FT. WORTH, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 8, 2014	May 27, 2016	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	May 11, 2025	Jul 14, 2025	64	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	J.P. MORGAN SECURITIES LLC	May 21, 2019	Jun 7, 2019	17	Firm change	Wirehouse to wirehouse
STRATEGIC ADVISERS LLC	UBS FINANCIAL SERVICES INC.	May 27, 2016	Jun 10, 2016	14	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jul 14, 2025 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jun 7, 2019 to May 11, 2025factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 10, 2016 to May 21, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 8, 2014 to May 27, 2016factForm ADV

Dated events

Occurred
May 11, 2025
Advisor changed firm
James Barrett left J.P. Morgan Securities Llc for Morgan Stanley (registered 2025-07-14)
Form ADVobserved 6 days ago