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Advisor at EQUITABLE ADVISORS, LLC
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 16, 2020 | n/a | yes | PITTSBURGH, PA|PITTSBURGH, PA | Current employment |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Jun 9, 2017 | Dec 13, 2019 | no | PITTSBURGH, PA | Previous registration |
| MOTIF CAPITAL MANAGEMENT, INC. | Former SEC adviser | Sep 11, 2015 | May 12, 2017 | no | RANCHO CORDOVA, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 27, 2009 | Sep 26, 2013 | no | SCRANTON, PA|ALLENTOWN, PA|LOS ANGELES, CA|ATLANTA, GA|CINCINNATI, OH | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 18, 2008 | Dec 18, 2008 | no | SCRANTON, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | EQUITABLE ADVISORS, LLC | Dec 13, 2019 | Jan 16, 2020 | 34 | Firm change | Ibd to ibd |
| MOTIF CAPITAL MANAGEMENT, INC. | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | May 12, 2017 | Jun 9, 2017 | 28 | Firm change | Other |
| WELLS FARGO ADVISORS | MOTIF CAPITAL MANAGEMENT, INC. | Sep 26, 2013 | Sep 11, 2015 | 715 | Firm change after gap | Wirehouse to new firm |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Dec 18, 2008 | Apr 27, 2009 | 130 | Firm change | Other |