This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$526MItem 5.F on the latest filing (2026-09-15); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$504M

Private client RAUM

$522MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$175Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

328

Individual clients

17

High net worth clients

81

Custody, client assets

$19.3M

SEC number

801-119436

CRD

304920

Filings on the tape

15

First filed

Aug 12, 2020

Latest filed

Sep 15, 2026

Organised

Limited Liability Company, NV

Website

alaethes.com

• Occurred

  Feb 20, 2024
  Regulatory AUM changed

  Alaethes Wealth, Llc reported RAUM $385.9M, up 43% from $269.1M (2023-01-25 to 2024-02-20)

  Form ADVobserved 6 days ago
  $117M
• Occurred

  Aug 12, 2020
  First Form ADV filing

  Alaethes Wealth, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:31c0488d-ec1d-c46d-ece9-fc9bd9ee7d54

First observed

Aug 12, 2020

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.