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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CARMEL CAPITAL MANAGEMENT L.L.C.

CRD 120675

CARMEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31c5454e-6d1b-ffaf-ee5b-1d39612ea11e

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2012 to Feb 27, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $392MItem 5.F on the latest filing (2026-02-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $392M
Private client RAUM: $381MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 109
High net worth clients: 102
Custody, client assets: $18.1M
SEC number: 801-61225
CRD: 120675
Filings on the tape: 25
First filed: Apr 9, 2012
Latest filed: Feb 27, 2026
Organised: Limited Liability Company, CA
Website: carmelcapital.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WHITTAKER, WEST, DAVID	PRINCIPAL AND CHIEF COMPLIANCE OFFICER	E	yes	10/1999	Apr 9, 2012	Feb 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026	$392M	$392M	6	6	0	n/a	n/a
2024	Jan 27, 2025	$311M	$311M	6	6	0	n/a	n/a
2023	Feb 13, 2024	$246M	$246M	6	6	0	n/a	n/a
2022	Mar 7, 2023	$195M	$195M	6	6	0	n/a	n/a
2021	Mar 14, 2022	$245M	$245M	6	6	0	n/a	n/a
2020	Mar 28, 2021	$178M	$178M	6	6	0	n/a	n/a
2019	Mar 22, 2020	$146M	$146M	6	5	0	n/a	n/a
2018	Mar 29, 2019	$114M	$114M	6	5	0	n/a	n/a
2017	Mar 31, 2018	$132M	$132M	6	5	0	n/a	n/a
2016	Jan 17, 2017	$101M	$101M	6	5	n/a	n/a	n/a
2015	Mar 29, 2016	$85.0M	$85.0M	6	5	n/a	n/a	n/a
2014	Apr 23, 2015	$91.2M	$91.2M	4	4	n/a	n/a	n/a
2013	Mar 31, 2014	$91.2M	$91.2M	4	4	n/a	n/a	n/a
2012	Mar 25, 2013	$100M	$100M	4	4	n/a	n/a	n/a
2011	Apr 9, 2012	$103M	$103M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$392M	$311M	26.2%	$195M	26.2%	6	6	0	0

Relationships

Controls (1)

← WHITTAKER, WEST, DAVIDOwnerPRINCIPAL AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 9, 2012 to Feb 21, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31c5454e-6d1b-ffaf-ee5b-1d39612ea11e
First observed: Apr 9, 2012
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CARMEL CAPITAL MANAGEMENT L.L.C.

CRD 120675

CARMEL, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31c5454e-6d1b-ffaf-ee5b-1d39612ea11e

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WHITTAKER, WEST, DAVID

PRINCIPAL AND CHIEF COMPLIANCE OFFICER

yes

10/1999

Apr 9, 2012

Feb 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$392M

n/a

2024

Jan 27, 2025

$311M

n/a

2023

Feb 13, 2024

$246M

n/a

2022

Mar 7, 2023

$195M

n/a

2021

Mar 14, 2022

$245M

n/a

2020

Mar 28, 2021

$178M

n/a

2019

Mar 22, 2020

$146M

n/a

2018

Mar 29, 2019

$114M

n/a

2017

Mar 31, 2018

$132M

n/a

2016

Jan 17, 2017

$101M

n/a

2015

Mar 29, 2016

$85.0M

n/a

2014

Apr 23, 2015

$91.2M

n/a

2013

Mar 31, 2014

$91.2M

n/a

2012

Mar 25, 2013

$100M

n/a

2011

Apr 9, 2012

$103M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$392M

$311M

26.2%

$195M

26.2%