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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)22 years in industry

Michael Ray Barclift

Advisor at LPL FINANCIAL LLC

EDENTON, NC | CHESAPEAKE, VA

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Search this name across graphsid dfx:ria:31ccca56-538d-db39-4e46-d140a8842b44

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Jun 1, 2004
First registration: Jan 4, 2005
Dual registered: yes, broker-dealer
Other names: MIKE BARCLIFT|MICHAEL BARCLIFT
IAPD individual key: 4773961

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	n/a	yes	EDENTON, NC\|CHESAPEAKE, VA	Current employment
WADDELL & REED	Former SEC adviser	Dec 10, 2018	Jul 21, 2021	no	CHARLEROI, PA\|VIRGINIA BEACH, VA\|VIRGINIA BEACH, VA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 23, 2013	Oct 5, 2018	no	Virginia Beach, VA\|Glen Allen, VA	Previous registration
WADDELL & REED	Former SEC adviser	Jun 8, 2010	May 14, 2013	no	VIRGINIA BEACH, VA\|NORFOLK, VA	Previous registration
MICG INVESTMENT MANAGEMENT, LLC	n/a	Apr 1, 2009	May 12, 2010	no	NEWPORT NEWS, VA\|NEWPORT NEWS, VA\|NORFOLK, VA	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Sep 2, 2005	Apr 13, 2009	no	VIRGINIA BEACH, VA\|PORTSMOUTH, VA\|PORTSMOUTH, VA	Previous registration
FIRST COMMAND BANK	n/a	Jan 4, 2005	Sep 2, 2005	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
CHARLES SCHWAB & CO., INC.	WADDELL & REED	Oct 5, 2018	Dec 10, 2018	66	Firm change	Ibd to ibd
WADDELL & REED	CHARLES SCHWAB & CO., INC.	May 14, 2013	May 23, 2013	9	Firm change	Other
MICG INVESTMENT MANAGEMENT, LLC	WADDELL & REED	May 12, 2010	Jun 8, 2010	27	Firm change	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	MICG INVESTMENT MANAGEMENT, LLC	Apr 13, 2009	Apr 1, 2009	-12	Firm change	Other
FIRST COMMAND BANK	FIRST COMMAND FINANCIAL PLANNING, INC.	Sep 2, 2005	Sep 2, 2005	0	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 21, 2021 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Dec 10, 2018 to Jul 21, 2021factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 23, 2013 to Oct 5, 2018factForm ADV
→ MICG INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 1, 2009 to May 12, 2010factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Sep 2, 2005 to Apr 13, 2009factForm ADV
→ FIRST COMMAND BANKRegistered adviserregistration: previous registration
Jan 4, 2005 to Sep 2, 2005factForm ADV

Dated events

No dated event names this entity yet.