DFX Intelligence

A••• J•• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

A••• J•• G••••••

Advisor at F••••• R••••••• A••••••• L••

PALO ALTO, CA

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Search this name across graphsid dfx:ria:31d09ca1-52ed-0a44-ff33-c24fd519a67e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• R••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 23, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• R••••••• A••••••• L••	Independent wealth	Jan 22, 2024	n/a	yes	PALO ALTO, CA	Current employment
O••• A•••••••• I•••	Former SEC adviser	Oct 27, 2010	Nov 23, 2011	no	CUPERTINO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••• A•••••••• I•••	F••••• R••••••• A••••••• L••	Nov 23, 2011	Jan 22, 2024	4,443	Firm change after gap	Other
G•••••• P••••••• G••••• I••	O••• A•••••••• I•••	Sep 3, 2010	Oct 27, 2010

Relationships

Registered with (4)

→ F••••• R••••••• A••••••• L••Registered adviserregistration: current employment
Jan 22, 2024 to presentfactForm ADV
→ O••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 27, 2010 to Nov 23, 2011factForm ADV
→ G•••••• P••••••• G••••• I••Registered adviserregistration: previous registration
Feb 22, 2007 to Sep 3, 2010factForm ADV
→ B•••••••• R••••• • F•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31d09ca1-52ed-0a44-ff33-c24fd519a67e
First observed: Oct 24, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.