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Advisor at PATHMONT INVESTMENT MANAGEMENT
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PATHMONT INVESTMENT MANAGEMENT | Independent wealth | May 19, 2026 | n/a | yes | SEATTLE, WA | Current employment |
| PATHMONT INVESTMENT MANAGEMENT | Independent wealth | Dec 14, 2018 | Dec 31, 2024 | no | SEATTLE, WA | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Mar 26, 2015 | Dec 17, 2018 | no | SEATTLE, WA|Seattle, WA | Previous registration |
| BRISTLECONE ADVISORS LLC | Former SEC adviser | Oct 25, 2006 | Mar 26, 2015 | no | SEATTLE, WA | Previous registration |
| CORNERSTONE ADVISORS INC | Former SEC adviser | Oct 23, 2003 | Oct 16, 2006 | no | BELLEVUE, WA | Previous registration |
| KIBBLE & PRENTICE, INC. | n/a | Feb 8, 2001 | Apr 15, 2003 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KMS FINANCIAL SERVICES, INC | PATHMONT INVESTMENT MANAGEMENT | Dec 17, 2018 | Dec 14, 2018 | -3 | Firm change | Ibd to RIA |
| BRISTLECONE ADVISORS LLC | KMS FINANCIAL SERVICES, INC | Mar 26, 2015 | Mar 26, 2015 | 0 | Firm change | Other |
| CORNERSTONE ADVISORS INC | BRISTLECONE ADVISORS LLC | Oct 16, 2006 | Oct 25, 2006 | 9 | Firm change | Other |
| KIBBLE & PRENTICE, INC. | CORNERSTONE ADVISORS INC | Apr 15, 2003 | Oct 23, 2003 | 191 | Firm change | Other |